Jeffrey Michael DerGurahian - Jul 1, 2024 Form 4 Insider Report for loanDepot, Inc. (LDI)

Role
Chief Investment Officer
Signature
/s/ Gregory Smallwood, as Attorney-in-Fact for Jeff DerGurahian
Stock symbol
LDI
Transactions as of
Jul 1, 2024
Transactions value $
-$158,384
Form type
4
Date filed
7/3/2024, 04:45 PM
Previous filing
Apr 16, 2024
Next filing
Jul 31, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LDI Class A Common Stock, par value $0.001 per share Options Exercise +250K +97.77% 506K Jul 1, 2024 Direct F1
transaction LDI Class A Common Stock, par value $0.001 per share Tax liability -$158K -98.4K -19.45% $1.61 407K Jul 1, 2024 Direct
holding LDI Class A Common Stock 5.84M Jul 1, 2024 CDG Financial LLC F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LDI Restricted Stock Units Options Exercise $0 -250K -100% $0.00* 0 Jul 1, 2024 Class A Common Stock 250K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock
F2 The Reporting Person is the Managing Member of CDG Financial LLC. The Reporting Person disclaims beneficial ownership of the LDI shares held by CDG Financial LLC except to the extent of his pecuniary interest therein.
F3 These RSUs vested on June 30, 2024.