Jeff Alexander Walsh - Jun 30, 2023 Form 4 Insider Report for loanDepot, Inc. (LDI)

Signature
/s/ Gregory Smallwood, as Attorney-in-Fact for Jeff Walsh
Stock symbol
LDI
Transactions as of
Jun 30, 2023
Transactions value $
-$312,292
Form type
4
Date filed
7/5/2023, 07:21 PM
Previous filing
Jul 20, 2023
Next filing
Jul 10, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LDI Class A Common Stock, par value $0.001 per share Options Exercise +250K +5.99% 4.42M Jun 30, 2023 Direct F1
transaction LDI Class A Common Stock, par value $0.001 per share Tax liability -$263K -124K -2.8% $2.12 4.3M Jun 30, 2023 Direct
transaction LDI Class A Common Stock, par value $0.001 per share Sale -$49.5K -24.8K -0.58% $1.99 4.27M Jul 5, 2023 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LDI Restricted Stock Units Options Exercise $0 -250K -50% $0.00 250K Jun 30, 2023 Class A Common Stock 250K Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock
F2 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 8, 2022.
F3 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.96 to $2.09. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.
F4 The RSUs are scheduled to vest as follows, 250,000 on each of 6/30/2023 and 6/30/2024.