| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Gayle Oswald | Chief Financial Officer | C/O INNOVATIVE EYEWEAR INC., 11900 BISCAYNE BLVD., SUITE 630, MIAMI | /s/ Oswald Gayle | 09 Jan 2026 | 0002042078 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | LUCY | Common Stock | Award | $0 | +5,400 | $0.000000 | 1,865 | 03 Apr 2025 | Direct | ||
| transaction | LUCY | Common Stock | Sale | $4,266 | -1,821 | -49% | $2.34 | 1,865 | 03 Apr 2025 | Direct | |
| transaction | LUCY | Common Stock | Sale | $4,884 | -1,789 | -49% | $2.73 | 1,865 | 10 Apr 2025 | Direct | |
| transaction | LUCY | Common Stock | Sale | $2,560 | -895 | -32% | $2.86 | 1,865 | 10 Apr 2025 | Direct | |
| transaction | LUCY | Common Stock | Sale | $2,676 | -895 | -32% | $2.99 | 1,865 | 10 Apr 2025 | Direct | |
| transaction | LUCY | Common Stock | Award | $0 | +5,400 | $0.000000 | 1,865 | 19 Aug 2025 | Direct | ||
| transaction | LUCY | Common Stock | Sale | $3,407 | -1,670 | -47% | $2.04 | 1,865 | 19 Aug 2025 | Direct | |
| transaction | LUCY | Common Stock | Sale | $4,047 | -1,865 | -50% | $2.17 | 1,865 | 23 Sep 2025 | Direct |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).