Gayle Oswald - Oct 11, 2024 Form 3 Insider Report for Innovative Eyewear Inc (LUCY)

Signature
/s/ Gayle Oswald
Stock symbol
LUCY
Transactions as of
Oct 11, 2024
Transactions value $
$0
Form type
3
Date filed
10/25/2024, 09:59 AM

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding LUCY Employee Stock Option representing right to buy common stock Oct 11, 2024 Common stock 4.5K $25.00 Direct F1
holding LUCY Employee Stock Option representing right to buy common stock Oct 11, 2024 Common stock 2.5K $9.00 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The common stock options were issued to the Reporting Person on January 13, 2023 pursuant to the Company's 2021 Equity Incentive Plan. One-third of the options vested on January 13, 2023 (the date of the grant), one-third of the options vested on January 13, 2024, and one-third of the options will vest on January 13, 2025 subject to the Reporting Person's continued employment through such date.
F2 The common stock options were issued to the Reporting Person on December 18, 2023 pursuant to the Company's 2021 Equity Incentive Plan. One-third of the options vested on December 18, 2023 (the date of the grant), one-third of the options will vest on December 18, 2024, and one-third of the options will vest on December 18, 2025 subject to the Reporting Person's continued employment through such date.