Jacqueline F. Engel - 29 Nov 2024 Form 4 Insider Report for NUSCALE POWER Corp (SMR)

Signature
Patrick C. Cannon, attorney-in-fact for Jacqueline F. Engel
Issuer symbol
SMR
Transactions as of
29 Nov 2024
Net transactions value
-$447,635
Form type
4
Filing time
03 Dec 2024, 10:24:14 UTC
Previous filing
06 May 2024
Next filing
11 Dec 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMR Class A Common Stock Options Exercise $8,418 +2,598 +68% $3.24 6,399 29 Nov 2024 Direct
transaction SMR Class A Common Stock Options Exercise $5,906 +1,732 +27% $3.41 8,131 29 Nov 2024 Direct
transaction SMR Class A Common Stock Options Exercise $26,578 +7,794 +96% $3.41 15,925 29 Nov 2024 Direct
transaction SMR Class A Common Stock Options Exercise $38,857 +6,062 +38% $6.41 21,987 29 Nov 2024 Direct
transaction SMR Class A Common Stock Sale $527,394 -18,186 -83% $29.00 3,801 29 Nov 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMR Employee Stock Option (right to buy) Options Exercise $0 -2,598 -100% $0.000000 0 29 Nov 2024 Class A Common Stock 2,598 $3.24 Direct F2
transaction SMR Employee Stock Option (right to buy) Options Exercise $0 -1,732 -100% $0.000000 0 29 Nov 2024 Class A Common Stock 1,732 $3.41 Direct F3
transaction SMR Employee Stock Option (right to buy) Options Exercise $0 -7,794 -100% $0.000000 0 29 Nov 2024 Class A Common Stock 7,794 $3.41 Direct F4
transaction SMR Employee Stock Option (right to buy) Options Exercise $0 -6,062 -100% $0.000000 0 29 Nov 2024 Class A Common Stock 6,062 $6.41 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Multiple lots for the same price have been combined.
F2 The option, representing the right to purchase a total of 2,598 shares, became fully exercisable on April 1, 2020.
F3 The option, representing the right to purchase a total of 1,732 shares, became fully exercisable on May 1, 2021.
F4 The option, representing the right to purchase a total of 7,794 shares, became fully exercisable on March 1, 2021.
F5 The option, representing the right to purchase a total of 6,062 shares, became fully exercisable on April 1, 2024.