Jacqueline F. Engel - Nov 29, 2024 Form 4 Insider Report for NUSCALE POWER Corp (SMR)

Signature
Patrick C. Cannon, attorney-in-fact for Jacqueline F. Engel
Stock symbol
SMR
Transactions as of
Nov 29, 2024
Transactions value $
-$447,635
Form type
4
Date filed
12/3/2024, 10:24 AM
Previous filing
May 6, 2024
Next filing
Dec 11, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMR Class A Common Stock Options Exercise $8.42K +2.6K +68.35% $3.24 6.4K Nov 29, 2024 Direct
transaction SMR Class A Common Stock Options Exercise $5.91K +1.73K +27.07% $3.41 8.13K Nov 29, 2024 Direct
transaction SMR Class A Common Stock Options Exercise $26.6K +7.79K +95.86% $3.41 15.9K Nov 29, 2024 Direct
transaction SMR Class A Common Stock Options Exercise $38.9K +6.06K +38.07% $6.41 22K Nov 29, 2024 Direct
transaction SMR Class A Common Stock Sale -$527K -18.2K -82.71% $29.00 3.8K Nov 29, 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMR Employee Stock Option (right to buy) Options Exercise $0 -2.6K -100% $0.00 0 Nov 29, 2024 Class A Common Stock 2.6K $3.24 Direct F2
transaction SMR Employee Stock Option (right to buy) Options Exercise $0 -1.73K -100% $0.00 0 Nov 29, 2024 Class A Common Stock 1.73K $3.41 Direct F3
transaction SMR Employee Stock Option (right to buy) Options Exercise $0 -7.79K -100% $0.00 0 Nov 29, 2024 Class A Common Stock 7.79K $3.41 Direct F4
transaction SMR Employee Stock Option (right to buy) Options Exercise $0 -6.06K -100% $0.00 0 Nov 29, 2024 Class A Common Stock 6.06K $6.41 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Multiple lots for the same price have been combined.
F2 The option, representing the right to purchase a total of 2,598 shares, became fully exercisable on April 1, 2020.
F3 The option, representing the right to purchase a total of 1,732 shares, became fully exercisable on May 1, 2021.
F4 The option, representing the right to purchase a total of 7,794 shares, became fully exercisable on March 1, 2021.
F5 The option, representing the right to purchase a total of 6,062 shares, became fully exercisable on April 1, 2024.