Jacqueline F. Engel - May 2, 2024 Form 4 Insider Report for NUSCALE POWER Corp (SMR)

Role
Interim VP, Accounting
Signature
Patrick C. Cannon, attorney-in-fact for Jacqueline F. Engel
Stock symbol
SMR
Transactions as of
May 2, 2024
Transactions value $
-$2,929
Form type
4
Date filed
5/6/2024, 06:28 PM
Previous filing
Mar 8, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMR Class A Common Stock Options Exercise $0 +1.63K +61.61% $0.00 4.29K May 2, 2024 Direct
transaction SMR Class A Common Stock Sale -$2.93K -485 -11.32% $6.04 3.8K May 3, 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMR Restricted Stock Unit Options Exercise $0 -1.63K -50% $0.00 1.63K May 2, 2024 Class A Common Stock 1.63K $0.00 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.
F2 Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
F3 On July 8, 2022, the reporting person was granted 4,902 restricted stock units, vesting in three annual installments beginning on May 2, 2023.