-
Signature
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Patrick C. Cannon, attorney-in-fact for Rudolph Murgo
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Issuer symbol
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SMR
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Transactions as of
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10 Apr 2023
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Net transactions value
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-$5,132
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Form type
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4
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Filing time
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11 Apr 2023, 10:54:23 UTC
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
SMR |
Class A Common Stock |
Options Exercise |
$2,314 |
+361 |
+5.1% |
$6.41 |
7,489 |
10 Apr 2023 |
Direct |
|
| transaction |
SMR |
Class A Common Stock |
Options Exercise |
$2,314 |
+361 |
+4.8% |
$6.41 |
7,850 |
10 Apr 2023 |
Direct |
|
| transaction |
SMR |
Class A Common Stock |
Sale |
$5,132 |
-622 |
-7.9% |
$8.25 |
7,228 |
10 Apr 2023 |
Direct |
|
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
SMR |
Employee Stock Option (right to buy) |
Options Exercise |
$2,314 |
-361 |
-7.7% |
$6.41 |
4,329 |
10 Apr 2023 |
Class A Common Stock |
361 |
$6.41 |
Direct |
F1 |
| transaction |
SMR |
Employee Stock Option (right to buy) |
Options Exercise |
$2,314 |
-361 |
-3.2% |
$6.41 |
10,826 |
10 Apr 2023 |
Class A Common Stock |
361 |
$6.41 |
Direct |
F2 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: