Rudy Murgo - Mar 10, 2023 Form 4 Insider Report for NUSCALE POWER Corp (SMR)

Role
Treasurer
Signature
Patrick C. Cannon, attorney-in-fact for Rudolph Murgo
Stock symbol
SMR
Transactions as of
Mar 10, 2023
Transactions value $
-$1,047
Form type
4
Date filed
3/10/2023, 03:14 PM
Previous filing
Mar 2, 2023
Next filing
Apr 11, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMR Class A Common Stock Options Exercise $2.31K +361 +5.16% $6.41 7.35K Mar 10, 2023 Direct
transaction SMR Class A Common Stock Options Exercise $2.31K +360 +4.9% $6.41 7.71K Mar 10, 2023 Direct
transaction SMR Class A Common Stock Options Exercise $2.06K +216 +2.8% $9.53 7.93K Mar 10, 2023 Direct
transaction SMR Class A Common Stock Sale -$7.73K -800 -10.09% $9.66 7.13K Mar 10, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMR Employee Stock Option (right to buy) Options Exercise $0 -361 -7.15% $0.00 4.69K Mar 10, 2023 Class A Common Stock 361 $6.41 Direct F2
transaction SMR Employee Stock Option (right to buy) Options Exercise $0 -360 -3.12% $0.00 11.2K Mar 10, 2023 Class A Common Stock 360 $6.41 Direct F3
transaction SMR Employee Stock Option (right to buy) Options Exercise $0 -216 -2.85% $0.00 7.36K Mar 10, 2023 Class A Common Stock 216 $9.53 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.60 to $9.66, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F2 The option became exercisable for 25% of the shares on April 1, 2021, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option will become fully exercisable on April 1, 2024.
F3 The option became exercisable for 25% of the shares on November 1, 2022, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option will become fully exercisable on November 1, 2025.
F4 The option became exercisable for 25% of the shares on January 4, 2023, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option will become fully exercisable on January 4, 2026.