Thomas P. Mundy - 19 Jul 2022 Form 4 Insider Report for NUSCALE POWER Corp (SMR)

Role: President, VOYGR
Signature: Patrick C. Cannon, attorney-in-fact for Thomas Mundy
Issuer symbol: SMR
Transactions as of: 19 Jul 2022
Net transactions value: -$118,399
Form type: 4
Filing time: 26 Jul 2022, 14:28:31 UTC
Previous filing: 11 Jul 2022
Next filing: 21 Nov 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SMR	Class A Common Stock	Options Exercise	$35,073	+43,300	+132%	$0.8100^*	75,980	19 Jul 2022	Direct
transaction	SMR	Class A Common Stock	Sale	$153,472	-14,370	-19%	$10.68	61,070	19 Jul 2022	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SMR	Employee Stock Option (right to buy)	Options Exercise	$0	+43,300		$0.000000^*	0	19 Jul 2022	Class A Common Stock	43,300	$0.8100	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from 10.55 to 10.65, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F2	The option became exercisable for 25% of the shares on May 1, 2013, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option became fully exercisable on May 1, 2016.

Content

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from 10.55 to 10.65, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

The option became exercisable for 25% of the shares on May 1, 2013, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option became fully exercisable on May 1, 2016.