Thomas Mundy - Jul 19, 2022 Form 4 Insider Report for NUSCALE POWER Corp (SMR)

Signature
Patrick C. Cannon, attorney-in-fact for Thomas Mundy
Stock symbol
SMR
Transactions as of
Jul 19, 2022
Transactions value $
-$118,399
Form type
4
Date filed
7/26/2022, 02:28 PM
Previous filing
Jul 11, 2022
Next filing
Nov 21, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMR Class A Common Stock Options Exercise $35.1K +43.3K +132.5% $0.81* 76K Jul 19, 2022 Direct
transaction SMR Class A Common Stock Sale -$153K -14.4K -19.05% $10.68 61.1K Jul 19, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMR Employee Stock Option (right to buy) Options Exercise $0 +43.3K $0.00* 0 Jul 19, 2022 Class A Common Stock 43.3K $0.81 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from 10.55 to 10.65, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F2 The option became exercisable for 25% of the shares on May 1, 2013, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option became fully exercisable on May 1, 2016.