Thomas P. Mundy - 04 Aug 2022 Form 4 Insider Report for NUSCALE POWER Corp (SMR)

Role
President, VOYGR Services
Signature
Patrick C. Cannon, attorney-in-fact for Thomas Mundy
Issuer symbol
SMR
Transactions as of
04 Aug 2022
Net transactions value
+$591
Form type
4
Filing time
21 Nov 2023, 17:47:57 UTC
Previous filing
12 Jan 2023
Next filing
15 Sep 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMR Class A Common Stock Options Exercise $580 +84 +117% $6.91 156 08 Aug 2023 By daughter, Katherine Mundy
transaction SMR Class A Common Stock Sale $221 -31 -20% $7.11 125 09 Aug 2023 By daughter, Katherine Mundy
transaction SMR Class A Common Stock Purchase $231 +100 +80% $2.31 225 17 Nov 2023 By daughter, Katherine Mundy
holding SMR Class A Common Stock 65,316 04 Aug 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMR Restricted Stock Unit Award $0 +250 $0.000000 250 04 Aug 2022 Class A Common Stock 250 by daughter, Katherine Mundy F1, F2
transaction SMR Restricted Stock Unit Award $0 +493 $0.000000 493 28 Feb 2023 Class A Common Stock 493 by daughter, Katherine Mundy F1, F3
transaction SMR Restricted Stock Unit Options Exercise $0 -84 -34% $0.000000 166 08 Aug 2023 Class A Common Stock 84 by daughter, Katherine Mundy F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
F2 The restricted stock units were granted August 4, 2022. and will vest in three annual installments beginning August 4, 2023. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service.
F3 The restricted stock units were granted February 28, 2023 and will vest in three annual installments beginning February 28, 2024. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service.