Matthew Field - Feb 12, 2024 Form 4 Insider Report for Joby Aviation, Inc. (JOBY)

Role
Chief Financial Officer and Treasurer
Signature
/s/ Sarah Slayen, Attorney-in-Fact for Matthew Field
Stock symbol
JOBY
Transactions as of
Feb 12, 2024
Transactions value $
-$29,125
Form type
4
Date filed
2/14/2024, 08:04 PM
Previous filing
Jan 18, 2024
Next filing
Mar 5, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JOBY Common Stock Options Exercise $0 +901 +0.38% $0.00 238K Feb 12, 2024 Direct
transaction JOBY Common Stock Options Exercise $0 +968 +0.41% $0.00 239K Feb 12, 2024 Direct
transaction JOBY Common Stock Options Exercise $0 +1.48K +0.62% $0.00 241K Feb 12, 2024 Direct
transaction JOBY Common Stock Options Exercise $0 +5.59K +2.32% $0.00 246K Feb 12, 2024 Direct
transaction JOBY Common Stock Options Exercise $0 +3.68K +1.49% $0.00 250K Feb 12, 2024 Direct
transaction JOBY Common Stock Sale -$29.1K -4.83K -1.93% $6.03 245K Feb 14, 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction JOBY Restricted Stock Units (RSUs) Award $0 +35.6K $0.00 35.6K Feb 12, 2024 Common Stock 35.6K $0.00 Direct F2
transaction JOBY Restricted Stock Units (RSUs) Award $0 +199K $0.00 199K Feb 12, 2024 Common Stock 199K $0.00 Direct F3
transaction JOBY Restricted Stock Units (RSUs) Award $0 +199K $0.00 199K Feb 12, 2024 Common Stock 199K $0.00 Direct F4
transaction JOBY Restricted Stock Units (RSUs) Options Exercise $0 -901 -33.36% $0.00 1.8K Feb 12, 2024 Common Stock 901 $0.00 Direct F5
transaction JOBY Restricted Stock Units (RSUs) Options Exercise $0 -968 -33.36% $0.00 1.93K Feb 12, 2024 Common Stock 968 $0.00 Direct F5
transaction JOBY Restricted Stock Units (RSUs) Options Exercise $0 -1.48K -33.33% $0.00 2.97K Feb 12, 2024 Common Stock 1.48K $0.00 Direct F5
transaction JOBY Restricted Stock Units (RSUs) Options Exercise $0 -5.59K -33.34% $0.00 11.2K Feb 12, 2024 Common Stock 5.59K $0.00 Direct F5
transaction JOBY Restricted Stock Units (RSUs) Options Exercise $0 -3.68K -33.34% $0.00 7.35K Feb 12, 2024 Common Stock 3.68K $0.00 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.
F2 Represents an award of restricted stock units ("RSUs"). Between 0% and 125% of the award will vest in equal installments on each of on January 14, 2025, February 10, 2025, March 4, 2025 and April 7, 2025, based on the achievement of specified goals under the Joby Aviation, Inc. 2024 Performance Award Program and subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
F3 Represents an award of restricted stock units ("RSUs") that vest in 16 equal installments on the quarterly anniversary of January 1, 2024, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
F4 Represents an award of restricted stock units ("RSUs"). Between 0% and 125% of the award will vest in three equal annual installments on the anniversary of February 12, 2024, based on the achievement of specified goals under the Joby Aviation, Inc. 2024 Performance Award Program and subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
F5 Represents an award of restricted stock units ("RSUs") that vest in equal installments on each of January 16, 2024, February 12, 2024, March 11, 2024 and April 16, 2024, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Remarks:

Chief Financial Officer and Treasurer