Matthew A. Field - 16 Jan 2024 Form 4 Insider Report for Joby Aviation, Inc. (JOBY)

Role
Chief Financial Officer and Treasurer
Signature
/s/ Sarah Slayen, Attorney-in-Fact for Matthew Field
Issuer symbol
JOBY
Transactions as of
16 Jan 2024
Net transactions value
-$25,675
Form type
4
Filing time
18 Jan 2024, 21:38:49 UTC
Previous filing
05 Jan 2024
Next filing
14 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JOBY Common Stock Options Exercise $0 +901 +0.39% $0.000000 230,092 16 Jan 2024 Direct
transaction JOBY Common Stock Options Exercise $0 +968 +0.42% $0.000000 231,060 16 Jan 2024 Direct
transaction JOBY Common Stock Options Exercise $0 +1,484 +0.64% $0.000000 232,544 16 Jan 2024 Direct
transaction JOBY Common Stock Options Exercise $0 +5,590 +2.4% $0.000000 238,134 16 Jan 2024 Direct
transaction JOBY Common Stock Options Exercise $0 +3,676 +1.5% $0.000000 241,810 16 Jan 2024 Direct
transaction JOBY Common Stock Sale $7,479 -1,338 -0.55% $5.59 240,472 18 Jan 2024 Direct F1, F2
transaction JOBY Common Stock Sale $1,834 -328 -0.14% $5.59 240,144 18 Jan 2024 Direct F1
transaction JOBY Common Stock Sale $1,973 -353 -0.15% $5.59 239,791 18 Jan 2024 Direct F1
transaction JOBY Common Stock Sale $3,019 -540 -0.23% $5.59 239,251 18 Jan 2024 Direct F1, F2
transaction JOBY Common Stock Sale $11,370 -2,034 -0.85% $5.59 237,217 18 Jan 2024 Direct F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction JOBY Restricted Stock Units (RSUs) Options Exercise $0 -901 -25% $0.000000 2,701 16 Jan 2024 Common Stock 901 $0.000000 Direct F4
transaction JOBY Restricted Stock Units (RSUs) Options Exercise $0 -968 -25% $0.000000 2,902 16 Jan 2024 Common Stock 968 $0.000000 Direct F4
transaction JOBY Restricted Stock Units (RSUs) Options Exercise $0 -1,484 -25% $0.000000 4,452 16 Jan 2024 Common Stock 1,484 $0.000000 Direct F4
transaction JOBY Restricted Stock Units (RSUs) Options Exercise $0 -5,590 -25% $0.000000 16,768 16 Jan 2024 Common Stock 5,590 $0.000000 Direct F4
transaction JOBY Restricted Stock Units (RSUs) Options Exercise $0 -3,676 -25% $0.000000 11,026 16 Jan 2024 Common Stock 3,676 $0.000000 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.
F2 This transaction was executed in multiple trades at prices ranging from $5.52 to $5.59. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3 This transaction was executed in multiple trades at prices ranging from $5.51 to $5.59. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4 Represents an award of restricted stock units ("RSUs") that vest in equal installments on each of January 16, 2024, February 12, 2024, March 11, 2024 and April 16, 2024, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Remarks:

Chief Financial Officer and Treasurer