Michelle Gill - 14 Sep 2022 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)

Role
Executive Vice President
Signature
/s/ Deanna Smith, Attorney-in-Fact
Issuer symbol
SOFI
Transactions as of
14 Sep 2022
Net transactions value
-$541,029
Form type
4
Filing time
16 Sep 2022, 20:08:10 UTC
Previous filing
16 Jun 2022
Next filing
29 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SOFI Common Stock Options Exercise +172,677 +9.4% 2,003,900 14 Sep 2022 Direct F1
transaction SOFI Common Stock Tax liability $541,029 -92,642 -4.6% $5.84 1,911,258 14 Sep 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SOFI Common Stock Options Exercise $0 -172,677 -9.9% $0.000000 1,575,580 14 Sep 2022 Common Stock 172,677 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Michelle Gill is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
F2 Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
F3 Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.