Matthew A. Owens - 01 Feb 2024 Form 4 Insider Report for COMPASS Pathways plc (CMPS)

Role: General Counsel & CLO
Signature: /s/ Meredith Prithviraj by Power of Attorney for Matthew Owens
Issuer symbol: CMPS
Transactions as of: 01 Feb 2024
Net transactions value: -$35,250
Form type: 4
Filing time: 05 Feb 2024, 17:13:35 UTC
Previous filing: 03 Feb 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CMPS	Ordinary Shares	Award	$0	+25,000	+116%	$0.000000	46,507	01 Feb 2024	Direct	F1, F2
transaction	CMPS	Ordinary Shares	Tax liability	$19,199	-1,693	-3.6%	$11.34	44,814	01 Feb 2024	Direct	F1, F3
transaction	CMPS	Ordinary Shares	Tax liability	$16,052	-1,474	-3.3%	$10.89	43,340	02 Feb 2024	Direct	F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	CMPS	Share Option (Right to Buy)	Award	$0	+76,000		$0.000000	76,000	01 Feb 2024	Ordinary Shares	76,000	$11.34	Direct	F1, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.
F2	Represents an award of Restricted Share Units ("RSUs") granted under the Issuer's 2020 Share Option and Incentive Plan. Each RSU represents a contingent right to receive one Ordinary Share. The RSUs vest in four equal annual installments, with the first installment vesting on February 1, 2025.
F3	Represents shares withheld by the Issuer upon vesting of restricted share units to satisfy tax withholding obligations.
F4	The share option shall vest in forty-eight equal monthly installments beginning on March 1, 2024.