George Jay Goldsmith - 01 Feb 2022 Form 4 Insider Report for COMPASS Pathways plc (CMPS)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Daniel Maalo by Power-of-Attorney for George Jay Goldsmith
Issuer symbol
CMPS
Transactions as of
01 Feb 2022
Net transactions value
$0
Form type
4
Filing time
19 Apr 2022, 07:15:48 UTC
Previous filing
03 Jan 2022
Next filing
03 Feb 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CMPS Share Option (Right to Buy) Award $0 +2,570 $0.000000 2,570 01 Feb 2022 Ordinary Shares 2,570 $15.75 Direct F1, F2
transaction CMPS Share Option (Right to Buy) Award $0 +2,570 +1428% $0.000000 2,750 01 Feb 2022 Ordinary Shares 2,570 $15.75 By: Spouse F1, F2, F3
transaction CMPS Share Option (Right to Buy) Award $0 +170,430 $0.000000 170,430 01 Feb 2022 Ordinary Shares 170,430 $15.75 Direct F1, F2
transaction CMPS Share Option (Right to Buy) Award $0 +72,430 $0.000000 72,430 01 Feb 2022 Ordinary Shares 72,430 $15.75 By: Spouse F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.
F2 The shares underlying this option vest over four years on a monthly basis in equal installments from the date of grant.
F3 Securities held by Ekaterina Malievskaia, the Reporting Person's spouse. Mr. Goldsmith and Dr. Malievskaia are married but they expressly disclaim beneficial ownership of each other's shares in the Company.