George Jay Goldsmith - 01 Jan 2022 Form 3 Insider Report for COMPASS Pathways plc (CMPS)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Daniel Maalo by Power of Attorney for George Jay Goldsmith
Issuer symbol
CMPS
Transactions as of
01 Jan 2022
Net transactions value
$0
Form type
3
Filing time
03 Jan 2022, 15:19:31 UTC
Next filing
19 Apr 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CMPS Ordinary Shares 4,261,573 01 Jan 2022 Direct F1, F2
holding CMPS Ordinary Shares 4,261,569 01 Jan 2022 By: Spouse F1, F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CMPS Share Option (Right to Buy) 01 Jan 2022 Ordinary Shares 113,600 $17.00 Direct F1, F4
holding CMPS Share Option (Right to Buy) 01 Jan 2022 Ordinary Shares 85,200 $17.00 By: Spouse F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.
F2 Includes 44,710 Restricted Share Units ("RSUs") granted under the Issuer's 2020 Share Option and Incentive Plan. Each RSU represents a contingent right to receive one Ordinary Share. 25% of the RSUs vested on August 12, 2021, with the remainder vesting in twelve equal quarterly installments thereafter.
F3 Securities held by Ekaterina Malievskaia, the Reporting Person's spouse. Mr. Goldsmith and Dr. Malievskaia are married but they expressly disclaim beneficial ownership of each other's shares in the Company.
F4 25% of the shares underlying this option vested and became exercisable on September 18, 2021, with the remainder vesting in thirty-six equal monthly installments thereafter.

Remarks:

Exhibit 24 - Power of Attorney