George Jay Goldsmith - Jan 1, 2022 Form 3 Insider Report for COMPASS Pathways plc (CMPS)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Daniel Maalo by Power of Attorney for George Jay Goldsmith
Stock symbol
CMPS
Transactions as of
Jan 1, 2022
Transactions value $
$0
Form type
3
Date filed
1/3/2022, 03:19 PM
Next filing
Apr 19, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CMPS Ordinary Shares 4.26M Jan 1, 2022 Direct F1, F2
holding CMPS Ordinary Shares 4.26M Jan 1, 2022 By: Spouse F1, F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CMPS Share Option (Right to Buy) Jan 1, 2022 Ordinary Shares 114K $17.00 Direct F1, F4
holding CMPS Share Option (Right to Buy) Jan 1, 2022 Ordinary Shares 85.2K $17.00 By: Spouse F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.
F2 Includes 44,710 Restricted Share Units ("RSUs") granted under the Issuer's 2020 Share Option and Incentive Plan. Each RSU represents a contingent right to receive one Ordinary Share. 25% of the RSUs vested on August 12, 2021, with the remainder vesting in twelve equal quarterly installments thereafter.
F3 Securities held by Ekaterina Malievskaia, the Reporting Person's spouse. Mr. Goldsmith and Dr. Malievskaia are married but they expressly disclaim beneficial ownership of each other's shares in the Company.
F4 25% of the shares underlying this option vested and became exercisable on September 18, 2021, with the remainder vesting in thirty-six equal monthly installments thereafter.

Remarks:

Exhibit 24 - Power of Attorney