George Jay Goldsmith - 01 Feb 2022 Form 4 Insider Report for COMPASS Pathways plc (CMPS)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Daniel Maalo by Power of Attorney for George Jay Goldsmith
Issuer symbol
CMPS
Transactions as of
01 Feb 2022
Net transactions value
-$159,045
Form type
4
Filing time
31 Mar 2022, 14:24:51 UTC
Previous filing
03 Jan 2022
Next filing
03 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CMPS Ordinary Shares Award $0 +29,000 +0.68% $0.000000 4,290,573 01 Feb 2022 Direct F1, F2
transaction CMPS Ordinary Shares Sale $79,523 -6,372 -0.15% $12.48 4,284,201 29 Mar 2022 Direct F1, F3
transaction CMPS Ordinary Shares Award $0 +13,000 +0.31% $0.000000 4,274,569 01 Feb 2022 By: Spouse F1, F2, F4
transaction CMPS Ordinary Shares Sale $79,523 -6,372 -0.15% $12.48 4,268,197 29 Mar 2022 By: Spouse F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.
F2 Includes Restricted Share Units ("RSUs") granted under the Issuer's 2020 Share Option and Incentive Plan. Each RSU represents a contingent right to receive one Ordinary Share and are subject to vesting.
F3 Shares were sold to satisfy payment of tax liability upon RSUs vesting.
F4 Securities held by Ekaterina Malievskaia, the Reporting Person's spouse. Mr. Goldsmith and Dr. Malievskaia are married but they expressly disclaim beneficial ownership of each other's shares in the Company.