Matthew A. Owens - 01 Feb 2022 Form 4 Insider Report for COMPASS Pathways plc (CMPS)

Signature
/s/ Daniel Maalo by Power of Attorney for Matthew Owens
Issuer symbol
CMPS
Transactions as of
01 Feb 2022
Net transactions value
$0
Form type
4
Filing time
15 Feb 2022, 12:26:10 UTC
Next filing
03 Feb 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CMPS Ordinary Shares Award $0 +12,400 $0.000000 12,400 01 Feb 2022 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CMPS Share Option (Right to Buy) Award $0 +100,000 $0.000000 100,000 01 Feb 2022 Common Stock 100,000 $15.75 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.
F2 Represents a grant of Restricted Share Units ("RSUs") granted under the Issuer's 2020 Share Option and Incentive Plan. Each RSU represents a contingent right to receive one Ordinary Share. The RSUs vest in four equal annual installments, with the first installment vesting on February 1, 2023.
F3 25% of the shares underlying this option vest and become exercisable on February 1, 2023, with the remainder vesting in thirty-six equal monthly installments thereafter.