Pablo G. Legorreta - 16 May 2025 Form 4 Insider Report for Royalty Pharma plc (RPRX)

Signature
/s/ Sean Weisberg, as Attorney-in-Fact for Pablo G. Legorreta
Issuer symbol
RPRX
Transactions as of
16 May 2025
Net transactions value
$0
Form type
4
Filing time
20 May 2025, 16:49:25 UTC
Previous filing
14 May 2025
Next filing
02 Jun 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Legorreta Pablo G. CEO, Chairman of the Board, Director C/O ROYALTY PHARMA PLC, 110 E. 59TH STREET, NEW YORK /s/ Sean Weisberg, as Attorney-in-Fact for Pablo G. Legorreta 20 May 2025 0001507678

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RPRX Class A Ordinary Shares Other $0 +530,348 +151% $0.000000 882,495 16 May 2025 Direct F1
holding RPRX Class A Ordinary Shares 460,139 16 May 2025 By Legorreta Investments LLC
holding RPRX Class A Ordinary Shares 123,310 16 May 2025 By IRRA
holding RPRX Class A Ordinary Shares 118,500 16 May 2025 By SEP/IRA
holding RPRX Class A Ordinary Shares 1,040,410 16 May 2025 By Legorreta Children 2002 Trust
holding RPRX Class A Ordinary Shares 901,590 16 May 2025 By GST-Exempt Legorreta 2012 Family Trust
holding RPRX Class A Ordinary Shares 41,306 16 May 2025 By GST-Exempt Legorreta 2020 Family Trust
holding RPRX Class A Ordinary Shares 6,930 16 May 2025 By Spouse
holding RPRX Class A Ordinary Shares 292,190 16 May 2025 By Tata MC 35 Ltd.
holding RPRX Class A Ordinary Shares 10,000 16 May 2025 By Son
holding RPRX Class A Ordinary Shares 10,000 16 May 2025 By Daughter
holding RPRX Class A Ordinary Shares 600,000 16 May 2025 By Legorreta 2023 SR Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RPRX Class E Ordinary Shares Award $0 +13,356,742 $0.000000 13,356,742 16 May 2025 Class A Ordinary Shares 13,356,742 $0.000000 By PL RPH Holdings, LLC F2, F3
transaction RPRX Option (Right to Buy) Other $0 +857,138 $0.000000 857,138 16 May 2025 Class A Ordinary Shares 857,138 $0.000000 By PL RPH Holdings, LLC F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the transfer to the Reporting Person by the RP Management Equity Incentive Plan Trust of Class A Ordinary Shares for no consideration.
F2 Reflects the exempt acquisition by the Reporting Person pursuant to Rule 16b-3 of Class E ordinary shares ("Class E Shares") of Royalty Pharma Holdings Ltd ("RPH") in connection with the consummation of the transactions contemplated by the Membership Interests Purchase Agreement, dated as of January 10, 2025 (as may be amended from time to time, the "Purchase Agreement") between RPH, Royalty Pharma, LLC, RP Management, LLC, the Issuer and certain other parties thereto.
F3 Each Class E share will vest in installments over a 5-year period. Once vested, the Class E Shares may be converted at any time into an equivalent number of Class B ordinary shares of RPH ("Class B Shares") on a one-for-one basis, and there is no expiration date for such conversion. Each Class B Share may be converted at any time into an equivalent number of Class A ordinary shares of the Issuer on a one-for-one basis, and there is no expiration date for such conversion.
F4 Represents the Reporting Person's right to acquire certain Class E Shares held by other employees of the Issuer and its subsidiaries in the event such Class E Shares are forfeited by such employee.