Pablo G. Legorreta - 12 May 2025 Form 4 Insider Report for Royalty Pharma plc (RPRX)

Signature
/s/ Sean Weisberg, as Attorney-in-Fact for Pablo G. Legorreta
Issuer symbol
RPRX
Transactions as of
12 May 2025
Net transactions value
$0
Form type
4
Filing time
14 May 2025, 17:02:26 UTC
Previous filing
09 May 2025
Next filing
20 May 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Legorreta Pablo G. CEO, Chairman of the Board, Director C/O ROYALTY PHARMA PLC, 110 E. 59TH STREET, NEW YORK /s/ Sean Weisberg, as Attorney-in-Fact for Pablo G. Legorreta 14 May 2025 0001507678

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RPRX Class B Ordinary Shares Gift $0 -867,180 -100% $0.000000 0 12 May 2025 Class A Ordinary Shares 867,180 $0.000000 By Spouse F1, F2
transaction RPRX Class B Ordinary Shares Gift $0 +867,180 $0.000000 0 12 May 2025 Class A Ordinary Shares 867,180 $0.000000 Direct F1, F2, F3
holding RPRX Class B Ordinary Shares 9,700,000 12 May 2025 Class A Ordinary Shares 9,700,000 $0.000000 By PL RPH AIV, LLC F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects an exempt gift for no consideration of Class B ordinary shares ("Class B Shares") of Royalty Pharma Holdings Ltd ("RPH") from the reporting person's spouse to the reporting person. The Class B Shares held by the reporting person's spouse were originally received in an exempt pro rata distribution pursuant to Rule 16a-9(a).
F2 Each Class B Share may be converted at any time into an equivalent number of Class A ordinary shares of the Issuer on a one-for-one basis (at which time, a corresponding number of Class B ordinary shares will also be forfeited and redesignated on a one-for-one basis), and there is no expiration date for such conversion.
F3 Reflects the exempt transfer pursuant to Rule 16a-13 of Class B Shares from the reporting person and the GST-Exempt Legorreta 2020 Family Trust to PL RPH AIV, LLC, which is solely beneficially owned by the reporting person. The Class B Shares transferred by the reporting person and the GST-Exempt Legorreta 2020 Family Trust were originally received in exempt pro rata distributions pursuant to Rule 16a-9(a) and the gift transaction reported in this filing.