-
Signature
-
/s/ Johanna Roberts, as attorney-in-fact for Maggie Yuen
-
Issuer symbol
-
PEN
-
Transactions as of
-
02 May 2025
-
Net transactions value
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-$455,550
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Form type
-
4
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Filing time
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06 May 2025, 19:30:45 UTC
Reporting Owners (1)
| Name |
Relationship |
Address |
Signature |
Signature date |
CIK |
| Yuen Maggie |
Chief Financial Officer |
ONE PENUMBRA PLACE, ALAMEDA |
/s/ Johanna Roberts, as attorney-in-fact for Maggie Yuen |
06 May 2025 |
0001796057 |
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
PEN |
Common Stock |
Sale |
$598,020 |
-2,000 |
-13% |
$299.01 |
13,957 |
02 May 2025 |
Direct |
F1, F2 |
| transaction |
PEN |
Common Stock |
Options Exercise |
$142,470 |
+900 |
+6.4% |
$158.30 |
14,857 |
06 May 2025 |
Direct |
F2 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
PEN |
Stock Option (right to buy) |
Options Exercise |
$0 |
-900 |
-13% |
$0.000000 |
6,100 |
06 May 2025 |
Common Stock |
900 |
$158.30 |
Direct |
F3 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: