Sanjay Subramanian - Jun 15, 2021 Form 4 Insider Report for Ocugen, Inc. (OCGN)

Role
Chief Financial Officer
Signature
Sanjay Subramanian
Stock symbol
OCGN
Transactions as of
Jun 15, 2021
Transactions value $
-$206,460
Form type
4
Date filed
6/17/2021, 05:25 PM
Previous filing
May 14, 2021
Next filing
Jul 16, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OCGN Common Stock Options Exercise $10.5K +31K +68% $0.34 76.6K Jun 15, 2021 Direct
transaction OCGN Common Stock Sale -$217K -31K -40.47% $7.00 45.6K Jun 15, 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OCGN Option (Right to Buy) Options Exercise $0 -31K -9.16% $0.00 307K Jun 15, 2021 Common Stock 31K $0.34 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $6.96 to $7.07, inclusive.
F3 The option, initially representing a right to purchase a total of 369,256 shares, vests and becomes exercisable in equal annual installments over a three year period, commencing on May 5, 2021, subject to continued employment with the Company on the applicable vesting dates.