| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | OCGN | Common Stock | Options Exercise | $10,540 | +31,000 | +68% | $0.3400 | 76,591 | 15 Jun 2021 | Direct | |
| transaction | OCGN | Common Stock | Sale | $217,000 | -31,000 | -40% | $7.00 | 45,591 | 15 Jun 2021 | Direct | F1, F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | OCGN | Option (Right to Buy) | Options Exercise | $0 | -31,000 | -9.2% | $0.000000 | 307,256 | 15 Jun 2021 | Common Stock | 31,000 | $0.3400 | Direct | F3 |
| Id | Content |
|---|---|
| F1 | The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. |
| F2 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $6.96 to $7.07, inclusive. |
| F3 | The option, initially representing a right to purchase a total of 369,256 shares, vests and becomes exercisable in equal annual installments over a three year period, commencing on May 5, 2021, subject to continued employment with the Company on the applicable vesting dates. |