Danielle B. Perkins - 22 May 2025 Form 4 Insider Report for Heritage Distilling Holding Company, Inc. (CASK)

Role
SVP of Wholesale Operations
Signature
/s/ Justin B. Stiefel, attorney-in-fact for Danielle B. Perkins
Issuer symbol
CASK
Transactions as of
22 May 2025
Net transactions value
+$59,849
Form type
4
Filing time
27 May 2025, 18:16:28 UTC
Previous filing
18 Nov 2024
Next filing
05 Jan 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Perkins Danielle B SVP of Wholesale Operations C/O HERITAGE DISTILLING HOLDING COMPANY, 9668 BUJACICH ROAD, GIG HARBOR /s/ Justin B. Stiefel, attorney-in-fact for Danielle B. Perkins 27 May 2025 0002044356

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CASK Common Stock Options Exercise $58,524 +110,422 $0.5300 110,422 22 May 2025 Direct
transaction CASK Common Stock Options Exercise $1,325 +2,500 +2.3% $0.5300 112,922 24 May 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CASK Restricted Stock Units Award $0 +74,376 $0.000000 74,376 22 May 2025 Common Stock 74,376 Direct F1, F2
transaction CASK Restricted Stock Units Award $0 +36,046 +48% $0.000000 110,422 22 May 2025 Common Stock 36,046 Direct F1, F3
transaction CASK Restricted Stock Units Options Exercise $0 -110,422 -100% $0.000000 0 22 May 2025 Common Stock 110,422 Direct F1, F2
transaction CASK Restricted Stock Units Options Exercise $0 -2,500 -100% $0.000000 0 24 May 2025 Common Stock 2,500 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.
F2 The RSUs vested in full immediately upon grant on May 22, 2025.
F3 The reporting person was awarded the RSUs on November 25, 2024, subject to approval by the issuer's board of directors. The RSUs were formally granted on May 22, 2025, following such board approval.
F4 The RSUs were granted on June 5, 2024 subject to a vesting condition tied to the expiration of a lock-up agreement. The RSUs vested and settled on May 24, 2025 upon the lock-up's expiration.