Signature
/s/ Justin B. Stiefel, Attorney-in-fact for Danielle B. Perkins
Issuer symbol
CASK
Transactions as of
12 Nov 2024
Net transactions value
$0
Form type
3
Filing time
18 Nov 2024, 18:07:02 UTC
Next filing
27 May 2025

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CASK Restricted Stock Units 12 Nov 2024 Common Stock 2,500 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The restricted stock units ("RSUs") were granted on June 5, 2024. The reporting person has met the time and service-based requirement and the RSUs shall become fully vested upon the expiration of the lock-up agreement, executed by the reporting person, which is 180 days following the date of the underwriting agreement between Issuer and Newbridge Securities Corporation, acting as representative to several underwriters.
F2 Each RSU represents a contingent right to receive one share of Issuer's common stock.

Remarks:

Exhibit 24.1