| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HL | Common Stock | Award | $0 | +2.42K | $0.00 | 2.42K | Sep 30, 2021 | By 401(k) Plan | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HL | Phantom Stock | Award | $80.5K | +12.9K | +1.91% | $6.23 | 689K | Sep 30, 2021 | Common Stock | 12.9K | Direct | F2, F3, F4, F5 |
| Id | Content |
|---|---|
| F1 | Held as 200.783 units in Mr. Robert's 41(k) account under the Hecla Mining Company Capital Accumulation Plan, and estimated to be 2,415 shares. |
| F2 | Each share of phantom stock is the economic equivalent of one share of common stock. The shares become payable in common stock at the election of the reporting person, upon the reporting person's termination of services as an officer, or upon a specified future date as previously elected by the reporting person. |
| F3 | Mr. Roberts deferred part of his salary into the Hecla Mining Company Key Employee deferred Compensation Plan during the period July 1, 2021 to September 30, 2021. At the end of the third quarter, Mr. Roberts was then credited with a number of phantom stock units that were deferred under the plan. |
| F4 | The share price is based on the average closing price of Hecla's common stock for each day during the third quarter. |
| F5 | Consists of 105,598 shares held directly 143,168 unvested performance-based units, 115,371 unvested restricted stock units, and 324,733 shares of phantom stock held under the Key Employee Deferred Compensation Plan. |