Key facts
- This page summarizes Jonathan Rubinstein's Form 4 filing for Robinhood Markets, Inc. (HOOD).
- 1 reported transaction and 1 derivative row are listed below.
- Accepted by SEC: 04 Apr 2022, 20:07.
Jonathan Rubinstein - 31 Mar 2022 Form 4 Insider Report for Robinhood Markets, Inc. (HOOD)
- Reporting relationship
- Director
- Issuer ticker
- HOOD
- Reported as of
- 31 Mar 2022
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 04 Apr 2022, 20:07:43 UTC
- Prior SEC filing
- 03 Mar 2022
- Next SEC filing
- 03 Jun 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Brandon Webb, attorney-in-fact for Jonathan Rubinstein
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Jonathan Rubinstein filed Form 4 for Robinhood Markets, Inc. (HOOD) on 04 Apr 2022.
Change
- Previous filing in this sequence was filed on 03 Mar 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
HOOD
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 4,528
- Date
- 31 Mar 2022
- Ownership
- Direct
HOOD
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 67,943
- Date
- 31 Mar 2022
- Ownership
- By Trust
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
HOOD
transaction
Derivative
Restricted Stock Units
Award
- Transaction value
- Shares
- +1,859
- Change %
- +106%
- Price
- Shares after
- 3,616
- Date
- 31 Mar 2022
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 1,859
- Exercise price
- Footnotes
- F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Reflects the acquisition of 2,082 shares for no consideration pursuant to pro-rata distributions that are exempt from Section 16 of the Securities Exchange Act of 1934, as amended, under Rule 16a-9(a). The Reporting Person's revocable trust received the shares in March 2022 from a limited partnership in which the trust is a non-managing limited partner.
Footnote F2
Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.
Footnote F3
On March 31, 2022, the Reporting Person was automatically granted 1,859 RSUs under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of RSUs, and Robinhood's 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the March 31, 2022 closing price of $13.51 per share of Class A Common Stock, and these RSUs were fully vested upon grant. Pursuant to a deferral election, vested shares will be delivered to the Reporting Person on January 2, 2027 or, if earlier, upon (1) the termination of his service with Robinhood, (2) his death or disability, or (3) a change in control of Robinhood.