Jonathan Rubinstein - Mar 1, 2022 Form 4 Insider Report for Robinhood Markets, Inc. (HOOD)

Role: Director
Signature: /s/ Brandon Webb, attorney-in-fact for Jonathan Rubinstein
Stock symbol: HOOD
Transactions as of: Mar 1, 2022
Transactions value $: $0
Form type: 4
Date filed: 3/3/2022, 05:47 PM
Previous filing: Jan 4, 2022
Next filing: Apr 4, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HOOD	Class A Common Stock	Options Exercise		+4.53K			4.53K	Mar 1, 2022	Direct	F1
holding	HOOD	Class A Common Stock						65.9K	Mar 1, 2022	By Trust	F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HOOD	Restricted Stock Units	Options Exercise	$0	-4.53K	-7.14%	$0.00	58.9K	Mar 1, 2022	Class A Common Stock	4.53K		Direct	F1, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.
F2	Reflects the prior transfer of 52,631 shares from the Reporting Person to his revocable trust in January 2022, which transfer effected only a change in the form of beneficial ownership and did not result in any change in the Reporting Person's pecuniary interest in such shares.
F3	Reflects the acquisition of 4,175 shares for no consideration pursuant to pro-rata distributions that are exempt from Section 16 of the Securities Exchange Act of 1934, as amended, under Rule 16a-9(a). The Reporting Person's revocable trust received the shares in January 2022 and February 2022 from a limited partnership in which the trust is a non-managing limited partner.
F4	On May 28, 2021, the Reporting Person was granted 72,446 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2020 Equity Incentive Plan. One-sixteenth (1/16) of these RSUs vested on September 1, 2021, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.