Aparna Chennapragada - Jan 1, 2022 Form 4 Insider Report for Robinhood Markets, Inc. (HOOD)

Role: Chief Product Officer
Signature: Brandon Webb, attorney-in-fact for Aparna Chennapragada
Stock symbol: HOOD
Transactions as of: Jan 1, 2022
Transactions value $: -$964,873
Form type: 4
Date filed: 1/4/2022, 07:52 PM
Previous filing: Oct 29, 2021
Next filing: Mar 28, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HOOD	Class A Common Stock	Options Exercise		+121K	+196.27%		183K	Jan 1, 2022	Direct	F1, F2
transaction	HOOD	Class A Common Stock	Tax liability	-$965K	-52.3K	-28.66%	$18.44	130K	Jan 3, 2022	Direct	F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HOOD	Restricted Stock Units	Options Exercise	$0	-121K	-7.14%	$0.00	1.57M	Jan 1, 2022	Class A Common Stock	121K		Direct	F1, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.
F2	Reflects the acquisition of 643 shares in November 2021 under the Robinhood Markets, Inc. ("Robinhood") 2021 Employee Share Purchase Plan.
F3	Represents shares withheld by Robinhood to satisfy tax withholding obligations in connection with the vesting of 120,968 RSUs and does not represent a sale by the Reporting Person.
F4	On May 6, 2021, the Reporting Person was granted 1,935,484 RSUs under Robinhood's 2020 Equity Incentive Plan. One-sixteenth (1/16) of these RSUs were scheduled to vest on July 1, 2021, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.