Aparna Chennapragada - Oct 27, 2021 Form 4 Insider Report for Robinhood Markets, Inc. (HOOD)

Role: Chief Product Officer
Signature: /s/ Christina Lai, attorney-in-fact for Aparna Chennapragada
Stock symbol: HOOD
Transactions as of: Oct 27, 2021
Transactions value $: -$2,125,549
Form type: 4
Date filed: 10/29/2021, 09:15 PM
Previous filing: Aug 6, 2021
Next filing: Jan 4, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HOOD	Class A Common Stock	Options Exercise		+121K			121K	Oct 27, 2021	Direct	F1
transaction	HOOD	Class A Common Stock	Tax liability	-$2.13M	-60K	-49.58%	$35.44	61K	Oct 27, 2021	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HOOD	Restricted Stock Units	Options Exercise	$0	-121K	-6.67%	$0.00	1.69M	Oct 27, 2021	Class A Common Stock	121K		Direct	F1, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.
F2	Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting of 120,968 RSUs and does not represent a sale by the Reporting Person.
F3	On May 6, 2021, the Reporting Person was granted 1,935,484 RSUs under Robinhood's 2020 Equity Incentive Plan. One sixteenth (1/16) of these RSUs were scheduled to vest on July 1, 2021, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.