| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HOOD | Class A Common Stock | Options Exercise | +112K | +51.14% | 331K | Oct 27, 2021 | Direct | F1 | ||
| transaction | HOOD | Class A Common Stock | Tax liability | -$1.97M | -55.6K | -16.78% | $35.44 | 276K | Oct 27, 2021 | Direct | F2 |
| holding | HOOD | Class A Common Stock | 172K | Oct 27, 2021 | By Family Trust |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HOOD | Restricted Stock Units | Options Exercise | $0 | -24.6K | -16.67% | $0.00 | 123K | Oct 27, 2021 | Class A Common Stock | 24.6K | Direct | F1, F3 | |
| transaction | HOOD | Restricted Stock Units | Options Exercise | $0 | -37K | -12.5% | $0.00 | 259K | Oct 27, 2021 | Class A Common Stock | 37K | Direct | F1, F4 | |
| transaction | HOOD | Restricted Stock Units | Options Exercise | $0 | -30.4K | -10% | $0.00 | 273K | Oct 27, 2021 | Class A Common Stock | 30.4K | Direct | F1, F5 | |
| transaction | HOOD | Restricted Stock Units | Options Exercise | $0 | -20.2K | -7.14% | $0.00 | 262K | Oct 27, 2021 | Class A Common Stock | 20.2K | Direct | F1, F6 |
| Id | Content |
|---|---|
| F1 | Restricted stock units ("RSUs") convert into Common Stock on a one-for-one basis upon vesting and settlement. |
| F2 | Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting of 112,149 RSUs and does not represent a sale by the Reporting Person. |
| F3 | On February 15, 2019, the Reporting Person was granted 394,283 RSUs under Robinhood's Amended and Restated 2013 Stock Plan (the "2013 Plan"), which award was amended and restated on January 13, 2020. One-fourth (1/4) of these RSUs were scheduled to vest on January 1, 2020, with the remainder scheduled to vest in thirty-six (36) equal monthly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. |
| F4 | On August 19, 2019, the Reporting Person was granted 591,425 RSUs under the 2013 Plan, which award was amended and restated on January 13, 2020. One-eighth (1/8) of these RSUs were scheduled to vest on January 1, 2020, with the remainder scheduled to vest in fourteen (14) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. |
| F5 | On January 13, 2020, the Reporting Person was granted 486,102 RSUs under the 2013 Plan. One-fourth (1/4) of these RSUs were scheduled to vest on December 1, 2020, with the remainder scheduled to vest in twelve (12) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. |
| F6 | On December 9, 2020, the Reporting Person was granted 322,580 RSUs under Robinhood's 2020 Equity Incentive Plan. One-sixteenth (1/16) of these RSUs were scheduled to vest on April 1, 2021, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. |