Gretchen Howard - 30 Jul 2021 Form 4 Insider Report for Robinhood Markets, Inc. (HOOD)

Role
Chief Operating Officer
Signature
/s/ Christina Lai, attorney-in-fact for Gretchen Howard
Issuer symbol
HOOD
Transactions as of
30 Jul 2021
Net transactions value
-$6,624,358
Form type
4
Filing time
03 Aug 2021, 17:01:22 UTC
Previous filing
29 Jul 2021
Next filing
29 Oct 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HOOD Common Stock Sale $6,624,358 -193,000 -47% $34.32 219,300 30 Jul 2021 Direct F1
transaction HOOD Common Stock Other -219,300 -100% 0 02 Aug 2021 Direct F2
transaction HOOD Class A Common Stock Other +219,300 219,300 02 Aug 2021 Direct F2
transaction HOOD Common Stock Other -172,064 -100% 0 02 Aug 2021 By Family Trust F2
transaction HOOD Class A Common Stock Other +172,064 172,064 02 Aug 2021 By Family Trust F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades during the day at prices ranging from $33.29 to $35.30. The weighted-average price is reported above. The reporting person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected.
F2 Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock automatically converted into one share of Class A Common Stock upon the filing of the Amended and Restated Certificate of Incorporation of Robinhood Markets, Inc. ("Robinhood") immediately prior to the closing of Robinhood's initial public offering.