Winston H. Hickox - Dec 15, 2022 Form 4 Insider Report for CADIZ INC (CDZI)

Role
Director
Signature
Winston H. Hickox
Stock symbol
CDZI
Transactions as of
Dec 15, 2022
Transactions value $
$21,005
Form type
4
Date filed
12/19/2022, 01:19 PM
Previous filing
Oct 5, 2022
Next filing
Jan 4, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CDZI Common Stock Purchase $20.3K +7.91K +12.63% $2.57 70.5K Dec 15, 2022 By Spouse F1
transaction CDZI Common Stock Purchase $689 +264 +0.37% $2.61 70.8K Dec 16, 2022 By Spouse
holding CDZI Common Stock 156K Dec 15, 2022 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $2.54 to $2.60. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2 Includes 11,339 shares allocated to the Reporting Person under the 2019 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2022, which shares will vest on January 31, 2023.