Richard Ferrari - Jun 12, 2024 Form 4 Insider Report for HeartBeam, Inc. (BEAT)

Role
Director
Signature
/s/ Richard Ferrari
Stock symbol
BEAT
Transactions as of
Jun 12, 2024
Transactions value $
$0
Form type
4
Date filed
6/20/2024, 03:23 PM
Previous filing
Jun 5, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BEAT Common Stock Award $0 +44.2K +41.95% $0.00 150K Jun 12, 2024 Direct F1
holding BEAT Common Stock 65.7K Jun 12, 2024 See Footnote F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding BEAT Common Stock (right to buy) 27.3K Jun 12, 2024 Common Stock 27.3K $0.28 Direct F3
holding BEAT Common Stock (right to buy) 182K Jun 12, 2024 Common Stock 182K $2.50 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock of the Issuer. 100% of the RSUs shall vest on the earlier of June 12, 2025 or the date of the Issuer's 2025 annual meeting of stockholders, subject to the Reporting Person continuing to be an Outside Director (as defined in the Issuer's 2022 Equity Inventive Plan) through the applicable vesting date.
F2 These shares are held by the Ferrari Living Trust, of which the Reporting Person is the trustee.
F3 Five forty-eighth of the shares vested on date of grant, May 12, 2020, one forty-eighth of the shares subject to the option vested June 12, 2020 and each one-month anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.
F4 One forty-eighth of the shares subject to the option vest on June 15, 2021, and each one-month anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.