Richard Ferrari - 14 Feb 2025 Form 4 Insider Report for HeartBeam, Inc. (BEAT)

Role
Director
Signature
/s/ Richard Ferrari
Issuer symbol
BEAT
Transactions as of
14 Feb 2025
Net transactions value
+$50,000
Form type
4
Filing time
21 Feb 2025, 20:00:22 UTC
Previous filing
20 Jun 2024
Next filing
04 Jun 2025

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BEAT Common Stock Purchase $50,000 +29,412 +20% $1.70 179,136 14 Feb 2025 Direct F1
holding BEAT Common Stock 65,653 14 Feb 2025 See Footnote F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding BEAT Common Stock (right to buy) 27,272 14 Feb 2025 Common Stock 27,272 $0.2800 Direct F3
holding BEAT Common Stock (right to buy) 181,818 14 Feb 2025 Common Stock 181,818 $2.50 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were purchased in the Issuers offering which closed on February 14, 2025
F2 These shares are held by the Ferrari Living Trust, of which the Reporting Person is the trustee.
F3 Five forty-eighth of the shares vested on date of grant, May 12, 2020, one forty-eighth of the shares subject to the option vested June 12, 2020 and each one-month anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.
F4 One forty-eighth of the shares subject to the option vest on June 15, 2021, and each one-month anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.