-
Signature
-
/s/ David E. Weigand
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Issuer symbol
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SMCI
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Transactions as of
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15 Sep 2025
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Net transactions value
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-$995,900
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Form type
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4
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Filing time
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17 Sep 2025, 17:19:35 UTC
Reporting Owners (1)
| Name |
Relationship |
Address |
Signature |
Signature date |
CIK |
| WEIGAND DAVID E |
SVP, Chief Financial Officer |
980 ROCK AVENUE, SAN JOSE |
/s/ David E. Weigand |
17 Sep 2025 |
0001777404 |
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
SMCI |
Common Stock |
Options Exercise |
$132,600 |
+25,000 |
+25% |
$5.30 |
125,188 |
15 Sep 2025 |
Direct |
F1 |
| transaction |
SMCI |
Common Stock |
Sale |
$1,128,500 |
-25,000 |
-20% |
$45.14 |
100,188 |
15 Sep 2025 |
Direct |
F1 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
SMCI |
Employee Stock Option (right to buy) |
Options Exercise |
$0 |
-25,000 |
-50% |
$0.000000 |
25,000 |
15 Sep 2025 |
Common Stock |
25,000 |
$5.30 |
Direct |
F2 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: