David E. Weigand - 03 Sep 2025 Form 4 Insider Report for Super Micro Computer, Inc. (SMCI)

Role
SVP, Chief Financial Officer
Signature
/s/ David E. Weigand
Issuer symbol
SMCI
Transactions as of
03 Sep 2025
Transactions value $
-$874,681
Form type
4
Filing time
05 Sep 2025, 17:26:07
Previous filing
28 Aug 2025
Next filing
17 Sep 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
WEIGAND DAVID E SVP, Chief Financial Officer 980 ROCK AVENUE, SAN JOSE /s/ David E. Weigand 05 Sep 2025 0001777404

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMCI Common Stock Options Exercise $133K +25K +24.95% $5.30 125K 03 Sep 2025 Direct F1
transaction SMCI Common Stock Sale -$995K -24.7K -19.73% $40.28 100K 03 Sep 2025 Direct F1, F2
transaction SMCI Common Stock Sale -$12.3K -300 -0.3% $40.85 100K 03 Sep 2025 Direct F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMCI Employee Stock Option (right to buy) Options Exercise $0 -25K -33.33% $0.00 50K 03 Sep 2025 Common Stock 25K $5.30 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2025 during the Company's open window period (the "Trading Plan").
F2 The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $39.79 to $40.76, inclusive. The Reporting Person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F3 The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $40.80 to $40.90, inclusive. The Reporting Person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F4 This option was previously reported as covering 10x fewer shares at a 10x greater exercise price, but was equitably adjusted in connection with the ten-for-one forward split, effective on September 30, 2024.
F5 This stock option is fully vested and exercisable.