| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| CLEGG DON W | SVP, Worldwide Sales | 980 ROCK AVENUE, SAN JOSE | /s/ David E Weigand, Attorney-In-Fact | 02 Jul 2025 | 0001777241 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SMCI | Common Stock | Options Exercise | +7,960 | +23% | 43,265 | 01 Jul 2025 | Direct | F1 | ||
| transaction | SMCI | Common Stock | Tax liability | $187,101 | -3,964 | -9.2% | $47.20 | 39,301 | 01 Jul 2025 | Direct | |
| transaction | SMCI | Common Stock | Options Exercise | +800 | +2% | 40,101 | 01 Jul 2025 | Direct | F1 | ||
| transaction | SMCI | Common Stock | Tax liability | $13,546 | -287 | -0.72% | $47.20 | 39,814 | 01 Jul 2025 | Direct | |
| transaction | SMCI | Common Stock | Options Exercise | +660 | +1.7% | 40,474 | 01 Jul 2025 | Direct | F1 | ||
| transaction | SMCI | Common Stock | Tax liability | $11,186 | -237 | -0.59% | $47.20 | 40,237 | 01 Jul 2025 | Direct | |
| transaction | SMCI | Common Stock | Options Exercise | +1,885 | +4.7% | 42,122 | 01 Jul 2025 | Direct | F1 | ||
| transaction | SMCI | Common Stock | Tax liability | $31,860 | -675 | -1.6% | $47.20 | 41,447 | 01 Jul 2025 | Direct |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SMCI | Restricted Stock Units | Options Exercise | $0 | -7,960 | -50% | $0.000000 | 7,960 | 01 Jul 2025 | Common Stock | 7,960 | Direct | F1, F2, F3 | |
| transaction | SMCI | Restricted Stock Units | Options Exercise | $0 | -800 | -33% | $0.000000 | 1,600 | 01 Jul 2025 | Common Stock | 800 | Direct | F1, F2, F4 | |
| transaction | SMCI | Restricted Stock Units | Options Exercise | $0 | -660 | -33% | $0.000000 | 1,320 | 01 Jul 2025 | Common Stock | 660 | Direct | F1, F2, F4 | |
| transaction | SMCI | Restricted Stock Units | Options Exercise | $0 | -1,885 | -25% | $0.000000 | 5,657 | 01 Jul 2025 | Common Stock | 1,885 | Direct | F1, F5 |
| Id | Content |
|---|---|
| F1 | Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. |
| F2 | This RSU was previously reported as covering 10x fewer shares but was adjusted in connection with the ten-for-one forward split that became effective on September 30, 2024. |
| F3 | Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2023. Vested units are settled in shares of SMCI common stock. |
| F4 | Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2024. Vested units are settled in shares of SMCI common stock. |
| F5 | Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2025. Vested units are settled in shares of SMCI common stock. |