| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| CLEGG DON W | SVP, Worldwide Sales | 980 ROCK AVENUE, SAN JOSE | /s/ Don W. Clegg | 13 May 2025 | 0001777241 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SMCI | Common Stock | Options Exercise | +1,020 | +3.3% | 32,363 | 10 May 2025 | Direct | F1 | ||
| transaction | SMCI | Common Stock | Tax liability | $11,676 | -365 | -1.1% | $31.99 | 31,998 | 10 May 2025 | Direct | |
| transaction | SMCI | Common Stock | Options Exercise | +5,150 | +16% | 37,148 | 10 May 2025 | Direct | F1 | ||
| transaction | SMCI | Common Stock | Tax liability | $58,958 | -1,843 | -5% | $31.99 | 35,305 | 10 May 2025 | Direct |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SMCI | Restricted Stock Units | Options Exercise | $0 | -1,020 | -20% | $0.000000 | 4,080 | 10 May 2025 | Common Stock | 1,020 | Direct | F1, F2 | |
| transaction | SMCI | Restricted Stock Units | Options Exercise | $0 | -5,150 | -25% | $0.000000 | 15,450 | 10 May 2025 | Common Stock | 5,150 | Direct | F1, F3, F4 |
| Id | Content |
|---|---|
| F1 | Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. |
| F2 | Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. |
| F3 | This RSU was previously reported on May 7, 2024 as covering 10x fewer shares but was adjusted in connection with the ten-for-one forward split, effective on September 30, 2024. |
| F4 | Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2025 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. |