Eric J. Lindberg Jr. - Sep 19, 2024 Form 4 Insider Report for Grocery Outlet Holding Corp. (GO)

Role
Director
Signature
/s/ Lauri Fischer, Lauri Fischer, attorney-in-fact
Stock symbol
GO
Transactions as of
Sep 19, 2024
Transactions value $
-$1,832,870
Form type
4
Date filed
9/23/2024, 05:10 PM
Previous filing
Aug 22, 2024
Next filing
Oct 31, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GO Common Stock Options Exercise $1.43M +200K +282.07% $7.13 271K Sep 19, 2024 Direct
transaction GO Common Stock Sale -$3.26M -200K -73.83% $16.29 70.9K Sep 19, 2024 Direct F1
holding GO Common Stock 2.03M Sep 19, 2024 By Lindberg Revocable Trust F2
holding GO Common Stock 402K Sep 19, 2024 By Lindberg Irrevocable Trust F3
holding GO Common Stock 460 Sep 19, 2024 By child
holding GO Common Stock 460 Sep 19, 2024 By spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GO Stock Options (Right to Buy) Options Exercise $0 -200K -100% $0.00 0 Sep 19, 2024 Common Stock 200K $7.13 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.14 to $16.68, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F2 Reflects shares directly held by The Lindberg Family Revocable Trust u/a/d 2/14/2006 of which Mr. Lindberg is a Trustee
F3 Reflects shares directly held by the Lindberg Irrevocable Trust u/a/d 5/12/17 of which Mr. Lindberg is a Trustee.
F4 These stock options were vested and exercisable, and had an expiration date of 10/21/2024.