Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | GO | Common Stock | Sale | -$58K | -2K | -6.37% | $29.00 | 29.4K | Apr 21, 2023 | By Trust | F1, F2 |
holding | GO | Common Stock | 4.15K | Apr 21, 2023 | Direct |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Id | Content |
---|---|
F1 | This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan. |
F2 | Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee. |
This Form 4 is being amended solely to check the box indicating that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense of Rule 10b5-1(c).