Thomas F. Herman - Apr 11, 2023 Form 4/A - Amendment Insider Report for Grocery Outlet Holding Corp. (GO)

Role: Director
Signature: /s/ Lauri Fischer, Lauri Fischer, attorney-in-fact
Stock symbol: GO
Transactions as of: Apr 11, 2023
Transactions value $: -$58,000
Form type: 4/A - Amendment
Date filed: 4/26/2023, 06:26 PM
Date Of Original Report: Apr 12, 2023
Previous filing: Feb 16, 2023
Next filing: Apr 26, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	GO	Common Stock	Sale	-$58K	-2K	-5.99%	$29.00	31.4K	Apr 11, 2023	By Trust	F1, F2
holding	GO	Common Stock						4.15K	Apr 11, 2023	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id	Content
F1	This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.
F2	Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee.

Remarks:

This Form 4 is being amended solely to check the box indicating that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense of Rule 10b5-1(c).