Charles Bracher - Oct 28, 2022 Form 4 Insider Report for Grocery Outlet Holding Corp. (GO)

Role
Chief Financial Officer
Signature
/s/ Lauri Fischer, Lauri Fischer, attorney-in-fact
Stock symbol
GO
Transactions as of
Oct 28, 2022
Transactions value $
-$186,375
Form type
4
Date filed
10/31/2022, 07:58 PM
Previous filing
Sep 6, 2022
Next filing
Mar 6, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GO Common Stock Options Exercise $11.9K +3.13K +4.05% $3.81* 80.4K Oct 28, 2022 Direct
transaction GO Common Stock Options Exercise $22.3K +3.13K +3.89% $7.13* 83.5K Oct 28, 2022 Direct
transaction GO Common Stock Sale -$221K -6.25K -7.49% $35.29 77.2K Oct 28, 2022 Direct F1, F2
holding GO Common Stock 1.41K Oct 28, 2022 By spouse
holding GO Common Stock 400 Oct 28, 2022 By child F3
holding GO Common Stock 400 Oct 28, 2022 By child F4
holding GO Common Stock 400 Oct 28, 2022 By child F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GO Stock Options (Right to Buy) Options Exercise $0 -3.13K -5.53% $0.00 53.4K Oct 28, 2022 Common Stock 3.13K $3.81 Direct F6
transaction GO Stock Options (Right to Buy) Options Exercise $0 -3.13K -3.84% $0.00 78.2K Oct 28, 2022 Common Stock 3.13K $7.13 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.45, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F3 Reflects shares directly held by a trust for the benefit of the reporting person's eldest child, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held on behalf of his child by this trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
F4 Reflects shares directly held by a trust for the benefit of the reporting person's second eldest child, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held on behalf of his child by this trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
F5 Reflects shares directly held by a trust for the benefit of the reporting person's youngest child, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held on behalf of his child by this trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
F6 These stock options are vested and exercisable.
F7 These stock options are vested and exercisable.