| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GO | Common Stock | Options Exercise | $66K | +9.25K | +11.98% | $7.13* | 86.5K | Sep 1, 2022 | Direct | |
| transaction | GO | Common Stock | Options Exercise | $34.8K | +9.13K | +10.56% | $3.81* | 95.6K | Sep 1, 2022 | Direct | |
| transaction | GO | Common Stock | Sale | -$737K | -18.4K | -19.23% | $40.10 | 77.2K | Sep 1, 2022 | Direct | F1, F2 |
| transaction | GO | Common Stock | Options Exercise | $3.81 | +1 | +0% | $3.81* | 77.2K | Sep 2, 2022 | Direct | |
| transaction | GO | Common Stock | Sale | -$40 | -1 | 0% | $40.00 | 77.2K | Sep 2, 2022 | Direct | F1 |
| transaction | GO | Common Stock | Options Exercise | $7.13 | +1 | +0% | $7.13* | 77.2K | Sep 2, 2022 | Direct | |
| transaction | GO | Common Stock | Sale | -$40 | -1 | 0% | $40.06 | 77.2K | Sep 2, 2022 | Direct | F1 |
| holding | GO | Common Stock | 1.41K | Sep 1, 2022 | By spouse | ||||||
| holding | GO | Common Stock | 400 | Sep 1, 2022 | By child | F3 | |||||
| holding | GO | Common Stock | 400 | Sep 1, 2022 | By child | F4 | |||||
| holding | GO | Common Stock | 400 | Sep 1, 2022 | By child | F5 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GO | Stock Options (Right to Buy) | Options Exercise | $0 | -9.25K | -10.21% | $0.00 | 81.4K | Sep 1, 2022 | Common Stock | 9.25K | $7.13 | Direct | F6 |
| transaction | GO | Stock Options (Right to Buy) | Options Exercise | $0 | -9.13K | -13.92% | $0.00 | 56.5K | Sep 1, 2022 | Common Stock | 9.13K | $3.81 | Direct | F6 |
| transaction | GO | Stock Options (Right to Buy) | Options Exercise | $0 | -1 | 0% | $0.00 | 56.5K | Sep 2, 2022 | Common Stock | 1 | $3.81 | Direct | F6 |
| transaction | GO | Stock Options (Right to Buy) | Options Exercise | $0 | -1 | 0% | $0.00 | 81.4K | Sep 2, 2022 | Common Stock | 1 | $7.13 | Direct | F6 |
| Id | Content |
|---|---|
| F1 | This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan. |
| F2 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.67 to $40.40, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. |
| F3 | Reflects shares directly held by a trust for the benefit of the reporting person's eldest child, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held on behalf of his child by this trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. |
| F4 | Reflects shares directly held by a trust for the benefit of the reporting person's second eldest child, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held on behalf of his child by this trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. |
| F5 | Reflects shares directly held by a trust for the benefit of the reporting person's youngest child, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held on behalf of his child by this trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. |
| F6 | These stock options are vested and exercisable. |