Thomas F. Herman - 17 May 2021 Form 4 Insider Report for Grocery Outlet Holding Corp. (GO)

Role
Director
Signature
/s/ Pamela B. Burke, Pamela B. Burke, as Attorney-in-Fact
Issuer symbol
GO
Transactions as of
17 May 2021
Net transactions value
-$69,646
Form type
4
Filing time
18 May 2021, 17:39:51 UTC
Previous filing
18 May 2021
Next filing
16 Jun 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GO Common Stock Gift $0 -2,712 -15% $0.000000 14,883 27 Apr 2021 Direct F1
transaction GO Common Stock Gift $0 +2,712 +4.2% $0.000000 67,517 27 Apr 2021 By Trust F1, F2
transaction GO Common Stock Sale $69,646 -2,000 -3% $34.82 65,517 17 May 2021 By Trust F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a gift made by Mr. Herman to the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee.
F2 Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee.
F3 This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.39 to $35.15, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.