| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GO | Common Stock | Sale | -$74.4K | -2K | -3.16% | $37.19 | 61.3K | Mar 15, 2021 | By Trust | F1, F2, F3 |
| transaction | GO | Common Stock | Gift | $0 | -5.51K | -23.85% | $0.00 | 17.6K | Mar 18, 2021 | Direct | F4 |
| transaction | GO | Common Stock | Gift | $0 | +5.51K | +8.99% | $0.00 | 66.8K | Mar 18, 2021 | By Trust | F3, F4 |
| Id | Content |
|---|---|
| F1 | This transaction was effected pursuant to a previously adopted Rule 10b5-1 trading plan. |
| F2 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.51 to $37.45, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. |
| F3 | Reflects shares directly held by the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee. |
| F4 | Represents a gift made by Mr. Herman to the Thomas F. Herman Separate Property Trust of which Mr. Herman is a Trustee. |
The Form 4 filed by the Reporting Person on 3/26/2021 is being amended and restated to reflect that the sale on 3/15/2021 was effected indirectly by the Thomas F. Herman Separate Property Trust. The sale was effected pursuant to a previously adopted Rule 10b5-1 trading plan.