Mustafa Ozgen - 02 Mar 2026 Form 4 Insider Report for ROKU, INC (ROKU)

Role
Pres, Devices, Prod, and Tech
Signature
/s/ Renee Strandness, attorney-in-fact
Issuer symbol
ROKU
Transactions as of
02 Mar 2026
Net transactions value
$0
Form type
4
Filing time
04 Mar 2026, 21:24:42 UTC
Previous filing
19 Nov 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Ozgen Mustafa Pres, Devices, Prod, and Tech C/O ROKU, INC., 1173 COLEMAN AVE., SAN JOSE /s/ Renee Strandness, attorney-in-fact 04 Mar 2026 0001767033

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROKU Class A Common Stock Options Exercise +16,150 +165% $0.000000* 25,942 02 Mar 2026 Direct
transaction ROKU Class A Common Stock Tax liability -6,356 -25% $98.09* 19,586 02 Mar 2026 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROKU Restricted Stock Unit Options Exercise -4,909 -33% $0.000000* 9,820 02 Mar 2026 Class A Common Stock 4,909 Direct F2, F3
transaction ROKU Restricted Stock Unit Options Exercise -6,790 -14% $0.000000* 40,739 02 Mar 2026 Class A Common Stock 6,790 Direct F2, F4
transaction ROKU Restricted Stock Unit Options Exercise -4,451 -9.1% $0.000000* 44,505 02 Mar 2026 Class A Common Stock 4,451 Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on March 2, 2026.
F2 Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
F3 This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.
F4 This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2024.
F5 This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2025 (or the next business day).