Andrew Butcher - Mar 15, 2023 Form 4 Insider Report for LUXFER HOLDINGS PLC (LXFR)

Role
Chief Executive Officer, Director
Signature
/s/ Megan E. Glise under Power of Attorney for Andrew Butcher
Stock symbol
LXFR
Transactions as of
Mar 15, 2023
Transactions value $
-$27,104
Form type
4
Date filed
3/16/2023, 04:34 PM
Previous filing
Mar 15, 2023
Next filing
Mar 20, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LXFR Ordinary Shares Options Exercise +1.27K +1.09% 118K Mar 15, 2023 Direct F1
transaction LXFR Ordinary Shares Tax liability -$10.8K -690 -0.58% $15.64 117K Mar 15, 2023 Direct
transaction LXFR Ordinary Shares Options Exercise +1.92K +1.64% 119K Mar 15, 2023 Direct F1
transaction LXFR Ordinary Shares Tax liability -$16.3K -1.04K -0.88% $15.64 118K Mar 15, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LXFR Restricted Stock Units Options Exercise $0 -1.27K -33.25% $0.00 2.55K Mar 15, 2023 Ordinary Shares 1.27K Direct F1, F2, F3
transaction LXFR Restricted Stock Units Options Exercise $0 -1.92K -50% $0.00 1.92K Mar 15, 2023 Ordinary Shares 1.92K Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.
F2 The remaining Restricted Stock Units vest in two equal annual installments on March 15, 2024 and March 15, 2025. The amount above includes 69 additional Restricted Stock Units accrued related to dividend reinvestment rights.
F3 The amount above includes 147 additional Restricted Stock Units accrued related to dividend reinvestment rights.
F4 Represents the partial vesting of performance-based Restricted Stock Units (at 200% target) awarded on March 15, 2021. One-third of the performance-based Restricted Stock Units vested on March 15, 2023 upon the achievement of an adjusted diluted EPS performance metric for the performance period ended December 31, 2021. The remaining performance-based Restricted Stock Units will vest in two equal annual installments on March 15, 2024 and March 15, 2025.