Andrew Butcher - 13 Mar 2023 Form 4 Insider Report for LUXFER HOLDINGS PLC (LXFR)

Role
Chief Executive Officer, Director
Signature
/s/ Megan E. Glise under Power of Attorney for Andrew Butcher
Issuer symbol
LXFR
Transactions as of
13 Mar 2023
Net transactions value
-$105,616
Form type
4
Filing time
15 Mar 2023, 22:00:04 UTC
Previous filing
09 May 2022
Next filing
16 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LXFR Ordinary Shares Options Exercise +2,125 +1.9% 113,069 13 Mar 2023 Direct F1, F2
transaction LXFR Ordinary Shares Tax liability $17,687 -1,156 -1% $15.30 111,913 13 Mar 2023 Direct
transaction LXFR Ordinary Shares Options Exercise +1,742 +1.6% 113,655 13 Mar 2023 Direct F1
transaction LXFR Ordinary Shares Tax liability $14,504 -948 -0.83% $15.30 112,707 13 Mar 2023 Direct
transaction LXFR Ordinary Shares Options Exercise +1,244 +1.1% 113,951 14 Mar 2023 Direct F1
transaction LXFR Ordinary Shares Tax liability $10,492 -676 -0.59% $15.52 113,275 14 Mar 2023 Direct
transaction LXFR Ordinary Shares Options Exercise +990 +0.87% 114,265 14 Mar 2023 Direct F1
transaction LXFR Ordinary Shares Tax liability $8,350 -538 -0.47% $15.52 113,727 14 Mar 2023 Direct
transaction LXFR Ordinary Shares Options Exercise +6,471 +5.7% 120,198 14 Mar 2023 Direct F1
transaction LXFR Ordinary Shares Tax liability $54,584 -3,517 -2.9% $15.52 116,681 14 Mar 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LXFR Restricted Stock Units Options Exercise -2,125 -50% 2,128 13 Mar 2023 Ordinary Shares 2,125 Direct F1, F3, F4
transaction LXFR Restricted Stock Units Options Exercise -1,742 -50% 1,743 13 Mar 2023 Ordinary Shares 1,742 Direct F1, F5
transaction LXFR Restricted Stock Units Options Exercise -1,244 -100% 0 14 Mar 2023 Ordinary Shares 1,244 Direct F1, F6
transaction LXFR Restricted Stock Units Options Exercise -990 -100% 0 14 Mar 2023 Ordinary Shares 990 Direct F1, F7
transaction LXFR Restricted Stock Units Options Exercise -6,471 -25% 19,425 14 Mar 2023 Ordinary Shares 6,471 Direct F1, F8, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.
F2 Includes 437 Ordinary Shares acquired pursuant to the Luxfer Holdings PLC Employee Stock Purchase Plan (the "ESPP") for the purchase periods of December 27, 2021 - June 14, 2022 and June 15, 2022 - December 20, 2022. These transactions are exempt pursuant to Rule 16b-3(c). In accordance with the ESPP, these Ordinary Shares were purchased at a price equal to 85% of the closing price of the Issuer's Ordinary Shares on June 14, 2022 and December 20, 2022 respectively.
F3 The remaining Restricted Stock Units vest on March 13, 2024. The amount above includes 190 additional Restricted Stock Units accrued related to dividend reinvestment rights.
F4 The amount above includes 193 additional Restricted Stock Units accrued related to dividend reinvestment rights.
F5 Represents the grant and partial vesting of performance-based Restricted Stock Units (at 50% target) awarded on March 13, 2020. One half of the performance-based Restricted Stock Units vested on March 13, 2023 upon the achievement of relative Total Shareholder Return (TSR) goals for the three-year performance period ended December 31, 2022. The remaining balance will vest on March 13, 2024.
F6 The Restricted Stock Units are fully vested. The amount above includes 144 additional Restricted Stock Units accrued related to dividend reinvestment rights.
F7 Represents the vesting of performance-based Restricted Stock Units (at 50% target) awarded on March 14, 2019. One half of the performance-based Restricted Stock Units vested on March 14, 2022 upon the achievement of relative Total Shareholder Return (TSR) goals for the three-year performance period ended December 31, 2021. The remaining balance vested on March 14, 2023.
F8 The remaining Restricted Stock Units vest in three equal annual installments beginning on March 14, 2024. The amount above includes 171 additional Restricted Stock Units accrued related to dividend reinvestment rights.
F9 The amount above includes 525 additional Restricted Stock Units accrued related to dividend reinvestment rights.