Andrew Butcher - Mar 13, 2023 Form 4 Insider Report for LUXFER HOLDINGS PLC (LXFR)

Role
Chief Executive Officer, Director
Signature
/s/ Megan E. Glise under Power of Attorney for Andrew Butcher
Stock symbol
LXFR
Transactions as of
Mar 13, 2023
Transactions value $
-$105,616
Form type
4
Date filed
3/15/2023, 10:00 PM
Previous filing
May 9, 2022
Next filing
Mar 16, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LXFR Ordinary Shares Options Exercise +2.13K +1.92% 113K Mar 13, 2023 Direct F1, F2
transaction LXFR Ordinary Shares Tax liability -$17.7K -1.16K -1.02% $15.30 112K Mar 13, 2023 Direct
transaction LXFR Ordinary Shares Options Exercise +1.74K +1.56% 114K Mar 13, 2023 Direct F1
transaction LXFR Ordinary Shares Tax liability -$14.5K -948 -0.83% $15.30 113K Mar 13, 2023 Direct
transaction LXFR Ordinary Shares Options Exercise +1.24K +1.1% 114K Mar 14, 2023 Direct F1
transaction LXFR Ordinary Shares Tax liability -$10.5K -676 -0.59% $15.52 113K Mar 14, 2023 Direct
transaction LXFR Ordinary Shares Options Exercise +990 +0.87% 114K Mar 14, 2023 Direct F1
transaction LXFR Ordinary Shares Tax liability -$8.35K -538 -0.47% $15.52 114K Mar 14, 2023 Direct
transaction LXFR Ordinary Shares Options Exercise +6.47K +5.69% 120K Mar 14, 2023 Direct F1
transaction LXFR Ordinary Shares Tax liability -$54.6K -3.52K -2.93% $15.52 117K Mar 14, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LXFR Restricted Stock Units Options Exercise -2.13K -49.96% 2.13K Mar 13, 2023 Ordinary Shares 2.13K Direct F1, F3, F4
transaction LXFR Restricted Stock Units Options Exercise -1.74K -49.99% 1.74K Mar 13, 2023 Ordinary Shares 1.74K Direct F1, F5
transaction LXFR Restricted Stock Units Options Exercise -1.24K -100% 0 Mar 14, 2023 Ordinary Shares 1.24K Direct F1, F6
transaction LXFR Restricted Stock Units Options Exercise -990 -100% 0 Mar 14, 2023 Ordinary Shares 990 Direct F1, F7
transaction LXFR Restricted Stock Units Options Exercise -6.47K -24.99% 19.4K Mar 14, 2023 Ordinary Shares 6.47K Direct F1, F8, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.
F2 Includes 437 Ordinary Shares acquired pursuant to the Luxfer Holdings PLC Employee Stock Purchase Plan (the "ESPP") for the purchase periods of December 27, 2021 - June 14, 2022 and June 15, 2022 - December 20, 2022. These transactions are exempt pursuant to Rule 16b-3(c). In accordance with the ESPP, these Ordinary Shares were purchased at a price equal to 85% of the closing price of the Issuer's Ordinary Shares on June 14, 2022 and December 20, 2022 respectively.
F3 The remaining Restricted Stock Units vest on March 13, 2024. The amount above includes 190 additional Restricted Stock Units accrued related to dividend reinvestment rights.
F4 The amount above includes 193 additional Restricted Stock Units accrued related to dividend reinvestment rights.
F5 Represents the grant and partial vesting of performance-based Restricted Stock Units (at 50% target) awarded on March 13, 2020. One half of the performance-based Restricted Stock Units vested on March 13, 2023 upon the achievement of relative Total Shareholder Return (TSR) goals for the three-year performance period ended December 31, 2022. The remaining balance will vest on March 13, 2024.
F6 The Restricted Stock Units are fully vested. The amount above includes 144 additional Restricted Stock Units accrued related to dividend reinvestment rights.
F7 Represents the vesting of performance-based Restricted Stock Units (at 50% target) awarded on March 14, 2019. One half of the performance-based Restricted Stock Units vested on March 14, 2022 upon the achievement of relative Total Shareholder Return (TSR) goals for the three-year performance period ended December 31, 2021. The remaining balance vested on March 14, 2023.
F8 The remaining Restricted Stock Units vest in three equal annual installments beginning on March 14, 2024. The amount above includes 171 additional Restricted Stock Units accrued related to dividend reinvestment rights.
F9 The amount above includes 525 additional Restricted Stock Units accrued related to dividend reinvestment rights.