Arun Narayanan - 27 Jan 2025 Form 4 Insider Report for STEM, INC. (STEM)

Role
Chief Executive Officer
Signature
/s/ Sarah Dunn, attorney-in-fact
Issuer symbol
STEM
Transactions as of
27 Jan 2025
Net transactions value
$0
Form type
4
Filing time
02 Mar 2026, 19:34:13 UTC
Next filing
10 Mar 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Narayanan Arun Chief Executive Officer 1400 POST OAK BLVD, SUITE 560, HOUSTON /s/ Sarah Dunn, attorney-in-fact 02 Mar 2026 0002052035

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STEM Restricted Stock Unit Award $0 +57,600 $0.000000 57,600 26 Feb 2026 Common Stock, Par Value $0.0001 Per Share 57,600 Direct F1, F2
transaction STEM Performance Stock Unit Award $0 +38,400 $0.000000 38,400 26 Feb 2026 Common Stock, Par Value $0.0001 Per Share 38,400 Direct F1, F3
transaction STEM Performance Stock Unit Award $0 +16,250 $0.000000 16,250 27 Jan 2025 Common Stock, Par Value $0.0001 Per Share 16,250 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") and performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock.
F2 On February 26, 2026, the Reporting Person was granted 57,600 RSUs vesting in three nearly equal annual installments (33%, 33%, 34%), beginning on March 7, 2027.
F3 On February 26, 2026, the Reporting Person was granted 38,400 PSUs, a portion of which vests, if the volume-weighted average price of the Issuer's common stock for any consecutive sixty (60) trading-day period equals or exceeds a stock price target.
F4 On January 27, 2025, the Reporting Person was granted 16,250 PSUs, a portion of which vests, if the volume-weighted average price of the Issuer's common stock for any consecutive sixty (60) trading-day period equals or exceeds a stock price target. These PSUs were inadvertently omitted from the previous Form 4.

Remarks:

Exhibit 24 - Power of Attorney