Michael James Carlson - 26 Sep 2024 Form 4 Insider Report for STEM, INC. (STEM)

Role
Chief Operating Officer
Signature
/s/ Chen Zhang, attorney-in-fact
Issuer symbol
STEM
Transactions as of
26 Sep 2024
Net transactions value
$0
Form type
4
Filing time
30 Sep 2024, 16:18:25 UTC
Previous filing
28 May 2024
Next filing
01 Nov 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STEM Common Stock, Par Value $0.0001 Per Share Options Exercise $0 +6,089 +4.7% $0.000000 134,992 26 Sep 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STEM Restricted Stock Unit Options Exercise $0 -6,089 -2.1% $0.000000 277,573 26 Sep 2024 Common Stock, Par Value $0.0001 Per Share 6,089 $0.000000 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On September 26, 2022, the reporting person was granted 24,356 RSUs vesting in four equal annual installments beginning on September 26, 2023.